風險管理人才
 

金融機構資產負債管理新思維工作坊
Advanced Workshop on New Perspectives in Asset and Liability Management for Financial Institutions

10/29(三)-10/30 (四) 每天 09:00-17:00

目標學員

適合具 5~8 年 財務、投資、營運、風險管理 等實務經驗之銀行從業人員

課程大綱

講師介紹

Mr. Steven Claxton

Mr. Steven Claxton is a seasoned financial consultant and training expert with extensive experience advising financial institutions across the Asia-Pacific and Middle East regions. Over the course of his career, he has held senior roles at global firms including KPMG and Deloitte, specializing in advisory services for banking clients.
From 2010 to 2014 and again from 2015 to 2019, Mr. Claxton served as an Advisory Partner/Director at KPMG, and more recently as a Principal at Deloitte from 2021 to 2022. His core advisory work focuses on integrated balance sheet management in the context of ICAAP (Internal Capital Adequacy Assessment Process), Recovery and Resolution Planning, and stress testing frameworks for both capital and liquidity.

Mr. Sky So

Mr. Sky So is the Lead Partner of Financial Services Risk Management, specializing in financial risk management consulting. He also serves as the Banking & Capital Markets Leader in Hong Kong, where he manages a team of over 200 risk professionals. Sky advises APAC financial institutions on enhancing financial risk management practices, integrating financial reporting, risk measurement, and internal controls.
He has played a key role in driving solutions and local initiatives related to SFC RA-11 licensing, Basel III reforms, IBOR transition, IRRBB, liquidity risk, fund transfer pricing (FTP), collateral management, and IFRS 9 implementation. His clients include banks, asset managers, insurance companies, regulators, and authorities.
 

Mr. Alvyn Chen

Mr. Alvyn Chen is a senior risk management expert with over 20 years of professional experience in the banking and financial services sector. Since 2010, he has been part of EY Business Advisory Services Inc., specializing in Enterprise Risk Management, where he provides advisory services to financial institutions across Asia. Prior to joining EY, he worked in the Risk Department of Hua Nan Commercial Bank from 2005 to 2010, gaining hands-on experience in bank-level risk operations and regulatory compliance.

Mr. Chen is a frequent speaker at industry conferences and forums, including events hosted by Bloomberg, Reval, AIMA, ISDA, Hong Kong Institute of Bankers, IIF, and EY in both Hong Kong and Taiwan.
 

Ms. Vickie Yu

Ms. Vickie Yu is a seasoned risk management specialist with over a decade of professional experience in the banking and financial services industry. She currently works in Enterprise Risk at EY Business Advisory Services Inc. (since 2015), where she provides advisory services on regulatory compliance, risk governance, and capital management to major financial institutions. Prior to that, she gained valuable industry experience at Chailease Finance Co. Ltd. between 2013 and 2014.

Ms. Yu has delivered a range of training programs for banking professionals across Asia, with a focus on liquidity risk, ALM, IRRBB, AML/CFT, IBOR transition, and Basel-related compliance. Her training audiences have included front-line officers, mid-level managers, and risk and compliance professionals from prominent local and international banks.