法令遵循人才
國際洗錢防制及打擊資恐實務解析工作坊
Advanced Workshop on International AML/CFT Practices and Analysis
8/5(三)-8/6(四) 每天09:00-17:00
※本課程符合銀行業防制洗錢及打擊資恐在職訓練時數認可14小時
 |
目標學員 |
適合具 5~8 年法務遵循、防制洗錢、外匯交易、企業金融、海外業務等實務經驗之銀行從業人員。
|
課程大綱 |
|
◆ |
Overview of Latest Money Laundering and Terrorist Financing Trends |
|
◆ |
Risk-Based Approach to AML/CFT |
|
◆ |
Regulatory Landscape for AML/CFT and Compliance Requirements |
|
◆ |
Enhancing Transaction Monitoring, CDD, and Sanctions Screening in Banks |
|
◆ |
Technology Integration in AML/CFT Analytics and Financial Crime Detection |
|
◆ |
Best International Practices in AML/CFT Frameworks and Implementation |
|
講師介紹-Ms. Julia Chin |
Julia is a seasoned financial industry professional with over 25 years of experience spanning policy
implementation, client due diligence, and operational risk management. Her subject matter expertise covers
Correspondent Banking, Securities Services, and Fintech, with a strong focus on Financial Crime,
Regulatory Compliance, and Fraud Management.
She is an accredited trainer in Singapore and Malaysia, with extensive experience delivering practitioner
led training across financial institutions, fintechs, and DNFBPs throughout the APAC region.
KEY PROFESSIONAL EXPERIENCE:
♦ Led a Fintech in the application and receipt of the following licences:
- Major Payment Institution licence regulated by the Monetary Authority of Singapore
- Financial Adviser licence regulated by the Monetary Authority of Singapore
- Visa principal card issuer licence
- Digital banking licence in Pakistan
♦ Acted as Money Laundering Reporting Officer (MLRO); designed and established the Enterprise Risk Framework; designed and implemented AML risk and control programmes from inception of the business.
♦Worked with market experts and practitioners in GDF to co-author the Wolfsberg-style questionnaire for Virtual Asset Service Providers (VASPs) in support of FATF Recommendations 15 and 16.
貿易融資洗錢防制實務方法工作坊
Advanced Workshop on Anti-Money Laundering Practices in Trade Financing
9/2 (三) 09:00-17:00
※本課程符合銀行業防制洗錢及打擊資恐在職訓練時數認可7小時
|
目標學員 |
適合具 5~8 年法遵、風險管理、內部控制、內部稽核實務經驗之銀行從業人員
|
課程大綱 |
|
◆ |
Update on International AML Regulations in Trade Financing |
|
◆ |
Money Laundering Typologies and Countermeasures in Trade Financing |
|
◆ |
Identifying Ultimate Beneficial Owners (UBOs) in Trade Finance |
|
◆ |
Sanctions Compliance in Trade Financing |
|
◆ |
Case Studies: AML Failures in Trade Financing |
|
◆ |
Workshop Wrap Up |
|
講師介紹-Dr. Mark Holder |
Dr. Mark Holder is a senior consultant in global financial markets, advising leading investment banks, exchanges, and commodity firms. He is also a lead partner at a Hong Kong–based proprietary trading firm. His career combines senior academic leadership, institutional market roles, and hands-on trading experience, giving him a distinctive blend of analytical depth and practical market insight.
Previously, Dr. Holder served as Director of Research and Product Development at two major exchanges and as Managing Director of a leading financial training company. He also spent more than 14 years teaching at the master’s and PhD levels, including service as Chairman of the Department of Finance and Program Director of a Master of Science in Financial Engineering program.
For more than 15 years, he has designed and delivered advanced training programs for institutions including Goldman Sachs, Merrill Lynch, Barclays, Reuters, the Dubai Financial Services Authority, the CSRC, Guotai Junan, and Aberdeen Asset Management. His teaching and advisory work focuses on derivatives, risk management, and financial modeling, and he is known for making complex material clear, relevant, and immediately applicable.
An accomplished author, Dr. Holder has published more than 50 articles in leading academic journals and served for over a decade as Editor of the Review of Futures Markets, a prominent journal in derivatives and financial markets research.
數位詐欺與金融犯罪國際趨勢工作坊
Advanced Workshop on Global Trends in Digital Fraud and Financial Crimes
8/26(三) 09:00-17:00
※本課程符合銀行業法令遵循人員在職訓練時數認可7小時
|
目標學員 |
適合具 5~8 年 法遵、風險管理、內部控制、內部稽核 等實務經驗之銀行從業人員
|
課程大綱 |
|
◆ |
Latest Global Trends in Digital Fraud |
|
◆ |
Emerging Trends and Prevention of Financial Crimes |
|
◆ |
Regulatory and Compliance Considerations |
|
◆ |
Strengthening Internal Response Measures in Banks |
|
講師介紹-Mr. Robin Lee |
Mr. Robin Lee is a senior RegTech, financial crime, and AI-governance leader with deep experience across APAC, the US, and Europe. He began his career as a software developer in Silicon Valley before moving to Wall Street, where he worked as a hedge-fund analyst covering the technology sector.
He later transitioned into the RegTech and start-up ecosystem, where his career has included seven start-up launches, two acquisitions, multiple board and advisory roles, and the co-authoring of two books. His experience spans product, strategy, and commercial leadership, including a product role at the International Compliance Association and a strategic role at Thomson Reuters / Refinitiv / LSEG. He also held senior leadership roles at Napier Technologies, serving as VP APAC, Head of APAC, and Board Advisor, where he helped scale the firm from approximately 35 to 260 employees globally, including building the APAC team from inception to over 60 staff. Most recently, he served as General Manager, APAC for Hawk, an Anti-Financial Crime technology provider.
Beyond industry roles, Robin is currently Vice Chair of the Global Coalition to Fight Financial Crime APAC Chapter and previously served as Global FinTech Liaison for the US Department of Justice’s FinTech Sector Public Dialogue, the DOJ’s public-private partnership focused on the FinTech ecosystem.
Robin recently attained auditor certification for both ISO/IEC 27001 and ISO/IEC 42001. ISO/IEC 27001 is the international standard for Information Security Management Systems (ISMS), while ISO/IEC 42001 is the world’s first certifiable standard for Artificial Intelligence Management Systems (AIMS), focused on responsible, ethical, and risk-based governance of AI.
法令遵循人才
國際洗錢防制及打擊資恐實務解析工作坊
Advanced Workshop on International AML/CFT Practices and Analysis
8/5(三)-8/6(四) 每天09:00-17:00
※本課程符合銀行業防制洗錢及打擊資恐在職訓練時數認可14小時
|
目標學員 |
適合具 5~8 年法務遵循、防制洗錢、外匯交易、企業金融、海外業務等實務經驗之銀行從業人員。
|
課程大綱 |
|
◆ |
Overview of Latest Money Laundering and Terrorist Financing Trends |
|
◆ |
Risk-Based Approach to AML/CFT |
|
◆ |
Regulatory Landscape for AML/CFT and Compliance Requirements |
|
◆ |
Enhancing Transaction Monitoring, CDD, and Sanctions Screening in Banks |
|
◆ |
Technology Integration in AML/CFT Analytics and Financial Crime Detection |
|
◆ |
Best International Practices in AML/CFT Frameworks and Implementation |
|
講師介紹-Ms. Julia Chin |
Julia is a seasoned financial industry professional with over 25 years of experience spanning policy
implementation, client due diligence, and operational risk management. Her subject matter expertise covers
Correspondent Banking, Securities Services, and Fintech, with a strong focus on Financial Crime,
Regulatory Compliance, and Fraud Management.
She is an accredited trainer in Singapore and Malaysia, with extensive experience delivering practitioner
led training across financial institutions, fintechs, and DNFBPs throughout the APAC region.
KEY PROFESSIONAL EXPERIENCE:
♦ Led a Fintech in the application and receipt of the following licences:
- Major Payment Institution licence regulated by the Monetary Authority of Singapore
- Financial Adviser licence regulated by the Monetary Authority of Singapore
- Visa principal card issuer licence
- Digital banking licence in Pakistan
♦ Acted as Money Laundering Reporting Officer (MLRO); designed and established the Enterprise Risk Framework; designed and implemented AML risk and control programmes from inception of the business.
♦Worked with market experts and practitioners in GDF to co-author the Wolfsberg-style questionnaire for Virtual Asset Service Providers (VASPs) in support of FATF Recommendations 15 and 16.
貿易融資洗錢防制實務方法工作坊
Advanced Workshop on Anti-Money Laundering Practices in Trade Financing
9/2 (三) 09:00-17:00
※本課程符合銀行業防制洗錢及打擊資恐在職訓練時數認可7小時
|
目標學員 |
適合具 5~8 年法遵、風險管理、內部控制、內部稽核實務經驗之銀行從業人員
|
課程大綱 |
|
◆ |
Update on International AML Regulations in Trade Financing |
|
◆ |
Money Laundering Typologies and Countermeasures in Trade Financing |
|
◆ |
Identifying Ultimate Beneficial Owners (UBOs) in Trade Finance |
|
◆ |
Sanctions Compliance in Trade Financing |
|
◆ |
Case Studies: AML Failures in Trade Financing |
|
◆ |
Workshop Wrap Up |
|
講師介紹-Dr. Mark Holder |
Dr. Mark Holder is a senior consultant in global financial markets, advising leading investment banks, exchanges, and commodity firms. He is also a lead partner at a Hong Kong–based proprietary trading firm. His career combines senior academic leadership, institutional market roles, and hands-on trading experience, giving him a distinctive blend of analytical depth and practical market insight.
Previously, Dr. Holder served as Director of Research and Product Development at two major exchanges and as Managing Director of a leading financial training company. He also spent more than 14 years teaching at the master’s and PhD levels, including service as Chairman of the Department of Finance and Program Director of a Master of Science in Financial Engineering program.
For more than 15 years, he has designed and delivered advanced training programs for institutions including Goldman Sachs, Merrill Lynch, Barclays, Reuters, the Dubai Financial Services Authority, the CSRC, Guotai Junan, and Aberdeen Asset Management. His teaching and advisory work focuses on derivatives, risk management, and financial modeling, and he is known for making complex material clear, relevant, and immediately applicable.
An accomplished author, Dr. Holder has published more than 50 articles in leading academic journals and served for over a decade as Editor of the Review of Futures Markets, a prominent journal in derivatives and financial markets research.
數位詐欺與金融犯罪國際趨勢工作坊
Advanced Workshop on Global Trends in Digital Fraud and Financial Crimes
8/26(三) 09:00-17:00
※本課程符合銀行業法令遵循人員在職訓練時數認可7小時
|
目標學員 |
適合具 5~8 年 法遵、風險管理、內部控制、內部稽核 等實務經驗之銀行從業人員
|
課程大綱 |
|
◆ |
Latest Global Trends in Digital Fraud |
|
◆ |
Emerging Trends and Prevention of Financial Crimes |
|
◆ |
Regulatory and Compliance Considerations |
|
◆ |
Strengthening Internal Response Measures in Banks |
|
講師介紹-Mr. Robin Lee |
Mr. Robin Lee is a senior RegTech, financial crime, and AI-governance leader with deep experience across APAC, the US, and Europe. He began his career as a software developer in Silicon Valley before moving to Wall Street, where he worked as a hedge-fund analyst covering the technology sector.
He later transitioned into the RegTech and start-up ecosystem, where his career has included seven start-up launches, two acquisitions, multiple board and advisory roles, and the co-authoring of two books. His experience spans product, strategy, and commercial leadership, including a product role at the International Compliance Association and a strategic role at Thomson Reuters / Refinitiv / LSEG. He also held senior leadership roles at Napier Technologies, serving as VP APAC, Head of APAC, and Board Advisor, where he helped scale the firm from approximately 35 to 260 employees globally, including building the APAC team from inception to over 60 staff. Most recently, he served as General Manager, APAC for Hawk, an Anti-Financial Crime technology provider.
Beyond industry roles, Robin is currently Vice Chair of the Global Coalition to Fight Financial Crime APAC Chapter and previously served as Global FinTech Liaison for the US Department of Justice’s FinTech Sector Public Dialogue, the DOJ’s public-private partnership focused on the FinTech ecosystem.
Robin recently attained auditor certification for both ISO/IEC 27001 and ISO/IEC 42001. ISO/IEC 27001 is the international standard for Information Security Management Systems (ISMS), while ISO/IEC 42001 is the world’s first certifiable standard for Artificial Intelligence Management Systems (AIMS), focused on responsible, ethical, and risk-based governance of AI.