法令遵循人才
國際反洗錢最佳實務解析工作坊
Advanced Workshop on Best Practices in International Anti-Money Laundering Analysis
7/16 (三) 09:00-17:00
※本課程符合銀行業防制洗錢及打擊資恐在職訓練時數認可7小時
 |
目標學員 |
適合具 5~8 年法務遵循、防制洗錢、外匯交易、企業金融、海外業務等實務經驗之銀行從業人員。
|
課程大綱 |
|
◆ |
Brief Introduction on Latest Money Laundering Trend |
|
◆ |
Risk-Based Approach to AML |
|
◆ |
Regulatory Landscape and Compliance |
|
◆ |
How do Banks Enhance Transaction Monitoring and CDD |
|
◆ |
Technology Integration in AML Analysis |
|
◆ |
International Best Practices |
|
講師介紹-Mr. Bassam Azab |
Mr. Bassam Azab is a highly experienced financial professional with over 20 years of expertise in banking, corporate governance, and consulting across the MENA region and globally. Since 2016, he has led his own financial training and consulting firm, offering advisory and capacity-building services to financial institutions and public sector entities. His previous roles include Regional Head of Business Development, Menafactors Ltd. (2012–2016),Assistant General Manager, Commercial Banking, HSBC (2008–2011), Finance Officer, Corporate Governance, IFC (World Bank Group) (2006–2007), Deputy Senior Manager, Securities Services (1997–2006).
He has also served as a Board Director, Corporate Governance Expert, and held senior positions at both HSBC and IFC, providing him with deep institutional knowledge and leadership experience
貿易融資洗錢防制實務方法工作坊
Advanced Workshop on Anti-Money Laundering Practices in Trade Financing
8/12 (二) 09:00-17:00
※本課程符合銀行業防制洗錢及打擊資恐在職訓練時數認可7小時
|
目標學員 |
適合具 5~8 年法遵、風險管理、內部控制、內部稽核實務經驗之銀行從業人員
|
課程大綱 |
|
◆ |
Update on the International AML regulations in Trade Financing |
|
◆ |
Update on money laundering typologies and countermeasures in Trade Financing |
|
◆ |
Case studies on AML failures in Trade Financing |
|
◆ |
How to identify the UBOs |
|
◆ |
Key points on Sanctions in Trade Financing |
|
講師介紹-Mr. Robin Lim |
- 2017-2024: Head of Trade Advisory/Head of Business Development, Asia Pacific, KBC Bank
- 2020: Adjunct Lecturer in Singapore Institute of Management University
- 2011-2016: Vice President, Global Transaction Services, Transaction Banking, DBS Bank
- 2005-2011: First Vice President, Team Lead, Corporate Banking, KBC Bank
- 2000-2005: Assistant Vice President, Corporate Banking, DBS Bank
- 1996-2000: Assistant Manager, Corporate Banking, OCBC Bank
數位詐欺與金融犯罪國際趨勢工作坊
Advanced Workshop on Global Trends in Digital Fraud and Financial Crimes
9/2(二) 09:00-17:00
※本課程符合銀行業法令遵循人員在職訓練時數認可7小時
|
目標學員 |
適合具 5~8 年 法遵、風險管理、內部控制、內部稽核 等實務經驗之銀行從業人員
|
課程大綱 |
|
◆ |
Latest Global Trends in Digital Fraud |
|
◆ |
Emerging Trends and Prevention of Financial Crimes |
|
◆ |
Regulatory and Compliance Considerations |
|
◆ |
Strengthening Internal Response Measures in Banks |
|
講師介紹-Ms. Sonaksh Mushran |
Sonakshi is an experienced business analyst and product development professional with a strong background in financial technology and software engineering. With a MBA from Singapore Management University and an engineering degree from Visvesvaraya Technological University, she combines technical expertise with business acumen to drive impactful solutions in financial crime detection and compliance.
Currently, Sonakshi is a Data Scientist at Risikotek Pte Ltd, a fintech startup specializing in data-driven financial crime detection. In her role, she has been instrumental in leading the development of several platforms including an investigation management and data analytics tool. She has also played a key role in market research, stakeholder engagement, wireframing, and defining user journeys. Additionally, she has successfully performed enhanced due diligence and illicit trade investigations for large corporations. She has a deep understanding of money laundering typologies and follow the money investigations.
金融業國際制裁風險管理工作坊
Advanced Workshop on Risk Management of International Sanctions in the Financial Industry
10/15 (三) 09:00-17:00
|
目標學員 |
適合具 5~8 年法遵、風險管理、內部控制、內部稽核等實務經驗之銀行從業人員。
|
課程大綱 |
|
◆ |
Latest Case Studies and Trends in International Sanctions |
|
◆ |
Identification of Sanction Risks |
|
◆ |
Assessment of Sanction Risks |
|
◆ |
Control Measures for Sanction Risks |
|
講師介紹-Mr. Mei Pheng Lei |
Upon graduating from the University of Malaya with a First Class Honours in 1983, Datin Dr Lee became a fellow and tutor at the Law Faculty, University of Malaya. In 1985, Datin Dr Lee joined the Overseas Chinese Banking Corporation (OCBC) as Head, Legal Department and served as Assistant Vice President in the Malaysia Central Office and subsequently in Kuching Branch, a position she held until she left the bank in 1994 to join Detta Samen & Co., Advocates as a partner. She is currently a senior partner and banking and finance law consultant in Detta Samen & Co Advocates.
法令遵循人才
國際反洗錢最佳實務解析工作坊
Advanced Workshop on Best Practices in International Anti-Money Laundering Analysis
7/16 (三) 09:00-17:00
※本課程符合銀行業防制洗錢及打擊資恐在職訓練時數認可7小時
|
目標學員 |
適合具 5~8 年法務遵循、防制洗錢、外匯交易、企業金融、海外業務等實務經驗之銀行從業人員。
|
課程大綱 |
|
◆ |
Brief Introduction on Latest Money Laundering Trend |
|
◆ |
Risk-Based Approach to AML |
|
◆ |
Regulatory Landscape and Compliance |
|
◆ |
How do Banks Enhance Transaction Monitoring and CDD |
|
◆ |
Technology Integration in AML Analysis |
|
◆ |
International Best Practices |
|
講師介紹-Mr. Bassam Azab |
Mr. Bassam Azab is a highly experienced financial professional with over 20 years of expertise in banking, corporate governance, and consulting across the MENA region and globally. Since 2016, he has led his own financial training and consulting firm, offering advisory and capacity-building services to financial institutions and public sector entities. His previous roles include Regional Head of Business Development, Menafactors Ltd. (2012–2016),Assistant General Manager, Commercial Banking, HSBC (2008–2011), Finance Officer, Corporate Governance, IFC (World Bank Group) (2006–2007), Deputy Senior Manager, Securities Services (1997–2006).
He has also served as a Board Director, Corporate Governance Expert, and held senior positions at both HSBC and IFC, providing him with deep institutional knowledge and leadership experience
貿易融資洗錢防制實務方法工作坊
Advanced Workshop on Anti-Money Laundering Practices in Trade Financing
8/12 (二) 09:00-17:00
※本課程符合銀行業防制洗錢及打擊資恐在職訓練時數認可7小時
|
目標學員 |
適合具 5~8 年法遵、風險管理、內部控制、內部稽核實務經驗之銀行從業人員
|
課程大綱 |
|
◆ |
Update on the International AML regulations in Trade Financing |
|
◆ |
Update on money laundering typologies and countermeasures in Trade Financing |
|
◆ |
Case studies on AML failures in Trade Financing |
|
◆ |
How to identify the UBOs |
|
◆ |
Key points on Sanctions in Trade Financing |
|
講師介紹-Mr. Robin Lim |
- 2017-2024: Head of Trade Advisory/Head of Business Development, Asia Pacific, KBC Bank
- 2020: Adjunct Lecturer in Singapore Institute of Management University
- 2011-2016: Vice President, Global Transaction Services, Transaction Banking, DBS Bank
- 2005-2011: First Vice President, Team Lead, Corporate Banking, KBC Bank
- 2000-2005: Assistant Vice President, Corporate Banking, DBS Bank
- 1996-2000: Assistant Manager, Corporate Banking, OCBC Bank
數位詐欺與金融犯罪國際趨勢工作坊
Advanced Workshop on Global Trends in Digital Fraud and Financial Crimes
9/2(二) 09:00-17:00
※本課程符合銀行業法令遵循人員在職訓練時數認可7小時
|
目標學員 |
適合具 5~8 年 法遵、風險管理、內部控制、內部稽核 等實務經驗之銀行從業人員
|
課程大綱 |
|
◆ |
Latest Global Trends in Digital Fraud |
|
◆ |
Emerging Trends and Prevention of Financial Crimes |
|
◆ |
Regulatory and Compliance Considerations |
|
◆ |
Strengthening Internal Response Measures in Banks |
|
講師介紹-Ms. Sonaksh Mushran |
Sonakshi is an experienced business analyst and product development professional with a strong background in financial technology and software engineering. With a MBA from Singapore Management University and an engineering degree from Visvesvaraya Technological University, she combines technical expertise with business acumen to drive impactful solutions in financial crime detection and compliance.
Currently, Sonakshi is a Data Scientist at Risikotek Pte Ltd, a fintech startup specializing in data-driven financial crime detection. In her role, she has been instrumental in leading the development of several platforms including an investigation management and data analytics tool. She has also played a key role in market research, stakeholder engagement, wireframing, and defining user journeys. Additionally, she has successfully performed enhanced due diligence and illicit trade investigations for large corporations. She has a deep understanding of money laundering typologies and follow the money investigations.
金融業國際制裁風險管理工作坊
Advanced Workshop on Risk Management of International Sanctions in the Financial Industry
10/15 (三) 09:00-17:00
|
目標學員 |
適合具 5~8 年法遵、風險管理、內部控制、內部稽核等實務經驗之銀行從業人員。
|
課程大綱 |
|
◆ |
Latest Case Studies and Trends in International Sanctions |
|
◆ |
Identification of Sanction Risks |
|
◆ |
Assessment of Sanction Risks |
|
◆ |
Control Measures for Sanction Risks |
|
講師介紹-Mr. Mei Pheng Lei |
Upon graduating from the University of Malaya with a First Class Honours in 1983, Datin Dr Lee became a fellow and tutor at the Law Faculty, University of Malaya. In 1985, Datin Dr Lee joined the Overseas Chinese Banking Corporation (OCBC) as Head, Legal Department and served as Assistant Vice President in the Malaysia Central Office and subsequently in Kuching Branch, a position she held until she left the bank in 1994 to join Detta Samen & Co., Advocates as a partner. She is currently a senior partner and banking and finance law consultant in Detta Samen & Co Advocates.